Case Study – 5
0% 0 votes, 0 avg 0 NISM-Series-X-B: Investment Adviser (Level 2) Certification Case Study – 5 1 / 4 1. If he re-invests the entire retirement corpus in debt, what percentage of Mr. Z’s portfolio will be in debt when he retires? Mr. Z, aged 52 years, is working in a leading company. His net […]
Case Study 4
0% 0 votes, 0 avg 0 NISM-Series-X-B: Investment Adviser (Level 2) Certification Case Study – 4 1 / 4 1. What is the likely outflow on account of the daughter’s marriage in the year it is planned? Case – Mr. Y, aged 40, has the following goals ahead of him. (1) Son’s post-graduate education: Due […]
Case Study 3-
0% 0 votes, 0 avg 0 NISM-Series-X-B: Investment Adviser (Level 2) Certification Case Study 3- Investment Advisor Level 2 1 / 4 1. The income accrued on the deferred tax retirement account will be taxed only in the year when such money is withdrawn. Which of the following statements is true? Case – Mr. and […]
Case Study -2
0% 0 votes, 0 avg 0 NISM-Series-X-B: Investment Adviser (Level 2) Certification Case Study -2 1 / 3 1. The fixed income options available to the couple to earn the highest rate of interest from government schemes would be: Case- Mr. Smart (60) has just retired from service. He is entitled to a pension of […]
Case Study- 1
0% 0 votes, 0 avg 0 NISM-Series-X-B: Investment Adviser (Level 2) Certification Case Study- 1 1 / 3 1. How would you best categorize Mr. C’s risk profile? Caselet- Mr. C is a 45 year single earning member of his family with a good income. He is saving for different financial goals, some of which […]
Chapter 19: Comparison of products across categories
0% 0 votes, 0 avg 0 NISM-Series-X-B: Investment Adviser (Level 2) Certification Chapter 19: Comparison of products across categories 1 / 30 1. What is the nature of investments in Equity Mutual Funds? a. Funds that undertake diverse or complex trading strategies including investment in listed or unlisted derivatives b. Investment in the individual investors’ […]
Chapter 18: Risk Profiling for Investors
0% 0 votes, 0 avg 0 NISM-Series-X-B: Investment Adviser (Level 2) Certification Chapter 18: Risk Profiling for Investors 1 / 36 1. Which type of investor prefers to keep their money in bank accounts or invest in safe income-yielding instruments? a. All investors b. Conservative investors c. Aggressive investors d. Moderate investors Explanation: Conservative investors […]
Chapter 17: Behavioural Finance in Practice
0% 0 votes, 0 avg 0 NISM-Series-X-B: Investment Adviser (Level 2) Certification Chapter 17: Behavioural Finance in Practice 1 / 34 1. Loss Aversion Bias refers to a. A dislike for incurring losses more than enjoying gains b. A preference for taking chances for avoiding losses c. A preference for taking chances with certain gains […]
Chapter 16: Basics of Behavioural Finance
0% 0 votes, 0 avg 0 NISM-Series-X-B: Investment Adviser (Level 2) Certification Chapter 16: Basics of Behavioural Finance 1 / 29 1. Status Quo Bias is closely linked to a. Loss Aversion Bias b. Overconfidence Bias c. Regret Aversion Bias d. Stereotyping Bias Explanation: Status Quo Bias is closely linked to Regret Aversion Bias. It […]