0% 0 votes, 0 avg 0 NISM-Series-X-A: Investment Adviser (Level 1) Certification CHAPTER 19: ETHICAL ISSUES 1 / 73 1. Which complaints fall under the purview of other regulatory bodies and are not dealt with by SEBI? a. Complaints related to listed companies b. All of the above c. Complaints related to trading members d. […]
0 votes, 0 avg 0 NISM-Series-X-A: Investment Adviser (Level 1) Certification CHAPTER 18: KEY REGULATIONS 1 / 106 1. Which Act defines and amends the law relating to promissory notes, bills of exchange, and cheques? a. Insolvency and Bankruptcy Code, 2016 b. Common Reporting Standards (CRS) c. Foreign Account Tax Compliance Act (FATC d. Negotiable […]
0 votes, 0 avg 0 NISM-Series-X-A: Investment Adviser (Level 1) Certification CHAPTER 17: OPERATIONAL ASPECTS OF INVESTMENT MANAGEMENT 1 / 125 1. What is ethical investing? a. Investing based on personal views b. Investing in socially conscious companies c. Investing in sin industries d. Investing in high-risk assets Ethical investing is the process of selecting […]
0 votes, 0 avg 0 NISM-Series-X-A: Investment Adviser (Level 1) Certification CHAPTER 16: PORTFOLIO PERFORMANCE MEASUREMENT AND EVALUATION . 1 / 58 1. What phase of the life cycle of investing is characterized by income exceeding expenses? a. Spending b. Accumulation c. Gifting d. Consolidation The phase characterized by income exceeding expenses is the consolidation […]
0 votes, 0 avg 0 NISM-Series-X-A: Investment Adviser (Level 1) Certification CHAPTER 15: PORTFOLIO CONSTRUCTION PROCESS 1 / 40 1. According to Modern Portfolio Theory, investors want to maximize the return for a given level of a. Income b. Capital c. Risk d. Time horizon Investors aim to maximize returns while managing the level of […]
0 votes, 0 avg 0 NISM-Series-X-A: Investment Adviser (Level 1) Certification CHAPTER 14: INTRODUCTION TO MODERN PORTFOLIO THEORY 1 / 19 1. What is the minimum corpus required for each scheme of an Alternative Investment Fund? a. Rs. 40 crores b. Rs. 30 crores c. Rs. 10 crores d. Rs. 20 crores Each scheme of […]
0 votes, 0 avg 0 NISM-Series-X-A: Investment Adviser (Level 1) Certification CHAPTER 13: OVERVIEW OF ALTERNATIVE INVESTMENT FUNDS (AIFs) 1 / 80 1. What are the different types of disclosure documents that are required to be provided by portfolio managers? a. All of the above. b. Related Party Disclosure Document c. Disclosure Document d. Portfolio […]
0 votes, 0 avg 0 NISM-Series-X-A: Investment Adviser (Level 1) Certification CHAPTER 12: PORTFOLIO MANAGER 1 / 35 1. What is a dividend transfer plan (DTP)? a. A plan to structure regular pay-outs from the balance held in a mutual fund investment b. A facility to make recurring redemptions from a mutual fund scheme over […]
0 votes, 0 avg 0 NISM-Series-X-A: Investment Adviser (Level 1) Certification CHAPTER 11: MUTUAL FUNDS 1 / 110 1. Can an SIP be initiated in an NFO (New Fund Offer)? a. Only if the NFO has a longer term b. No c. Yes d. Only if the investor is an existing SIP holder Yes, an […]
© Copyright 2021
www.mrchartist.com is solely dedicated to learning the financial market. Our objective is to improve financial literacy. Since we are practicing Technical Analysis on a personal level we will be providing chart-based study in our blogs for educational purposes only. Users of this website are expected not to misread directly and indirectly any buy/sell recommendations.
We are not SEBI Registered Investment Advisors & Research Analysts.
We Don’t provide any tips, recommendations, or PMS Services for any product. If you looking for trades and tips this website is not for you. We solely focus on Chart Learning through Blog and Chart Discussion.
Mr. Chartist is solely dedicated to learning the financial market. Our objective is to improve financial literacy. Since we are practicing Technical Analysis on a personal level, we will be providing chart-based study in our website contents for educational purposes. Users of this website are expected not to misread it directly or indirectly as any buy/sell recommendations.
We are not SEBI Registered Investment Advisors & Research Analysts.
Disclaimer/disclosure /terms and conditions are applicable to all users of the Website.
We Don’t provide any tips, recommendations, or PMS Services for any product. If you looking for trades and tips this website is not for you. We solely focus on Chart Learning through Blog and Chart Discussion.
