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Chapter 2: Foreign Exchange Derivatives

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Derivatives – Definition Derivative: Something derived from another called the underlying. Underlying: Independent asset, on which the derivative depends and is derived from. Derivative cannot exist without the underlying. Accounting Standards Criteria for Financial Derivatives: Value linked to underlying. Trade settled on a future date. No full cash outlay on trade date. FAS 133 (US): […]

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Feel Real Exam – 4

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0% 0 votes, 0 avg 0 NISM-Series-IV: Interest Rate Derivatives Certification Feel Real Exam – 4 The number of attempts remaining is 10 1 / 100 1. When a Stop Loss buy order is entered, the trigger price has to be ________. a. lower than current market offer price b. higher than current market offer […]

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Feel Real Exam – 3

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0% 0 votes, 0 avg 0 NISM-Series-IV: Interest Rate Derivatives Certification Feel Real Exam – 3 The number of attempts remaining is 10 1 / 100 1. What does the term “liquidity” refer to in finance? a. The ease of converting an asset into cash b. The profitability of a company c. The total value […]

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Feel Real Exam – 2

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0% 0 votes, 0 avg 0 NISM-Series-IV: Interest Rate Derivatives Certification Feel Real Exam – 2 The number of attempts remaining is 10 1 / 100 1. Which of the following bond pays interest in proportion to the prevailing market rate? a. Zero-coupon bond b. Floater Bonds c. Fixed-rate bond d. Inverse floater Floater Bonds […]

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Feel Real Exam- 1

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0% 0 votes, 0 avg 0 NISM-Series-IV: Interest Rate Derivatives Certification Feel Real Exam- 1 The number of attempts remaining is 10 1 / 100 1. Which of the following accounting standards of Institute of Chartered Accountants of India (ICAI) defines the accounting for derivatives? a. AS 10 b. AS 6 c. AS 30 d. […]

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Chapter 10: Code of Conduct and Investor Protection Measure

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0% 0 votes, 0 avg 0 NISM-Series-IV: Interest Rate Derivatives Certification Chapter 10: Code of Conduct and Investor Protection Measure The number of attempts remaining is 10 1 / 65 1. What should the claim against the IPF/CPF not be? a. Sham or collusive b. Speculative c. Legitimate d. Genuine and bonafide The claim against […]

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Chapter 9: Accounting and Taxation

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0% 0 votes, 0 avg 0 NISM-Series-IV: Interest Rate Derivatives Certification Chapter 9: Accounting and Taxation The number of attempts remaining is 10 1 / 27 1. How are derivatives gains or losses taxed for foreign portfolio investors (FPIs)? a. Other sources of income b. Salary income c. Capital gains d. Business income Securities held […]

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Chapter 8: Regulatory Framework for Exchange Traded Interest Rate Derivatives

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0% 0 votes, 0 avg 0 NISM-Series-IV: Interest Rate Derivatives Certification Chapter 8: Regulatory Framework for Exchange Traded Interest Rate Derivatives The number of attempts remaining is 10 1 / 75 1. What is the minimum age requirement for an individual trading membership? a. 18 years b. 25 years c. 21 years d. 30 years […]

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Chapter 7: Clearing, Settlement and Risk Management in Exchange Traded Interest Rate Derivatives

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0% 0 votes, 0 avg 0 NISM-Series-IV: Interest Rate Derivatives Certification Chapter 7: Clearing, Settlement and Risk Management in Exchange Traded Interest Rate Derivatives The number of attempts remaining is 10 1 / 100 1. What happens on the Last Delivery Day if the selling CM fails to provide the delivery notice? a. Buy-in auction […]

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Chapter 6: Trading Mechanism in Exchange Traded Interest Rate Derivatives

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0% 0 votes, 0 avg 0 NISM-Series-IV: Interest Rate Derivatives Certification Chapter 6: Trading Mechanism in Exchange Traded Interest Rate Derivatives The number of attempts remaining is 10 1 / 53 1. Who can be appointed as an authorized person by a stock broker? a. Retail individual investors b. High net-worth investors c. Corporate entities […]

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