0% 0 votes, 0 avg 0 NISM-Series-X-A: Investment Adviser (Level 1) Certification Investment Advisor Level 1- Feel Real Exam 4 The number of attempts remaining is 10 1 / 120 1. Which Act/Regulation empowers SEBI to impose penalties against securities market intermediaries? a. Stock Exchange Regulation Act b. SEBI Act c. Prevention of fraudulent and […]
0% 0 votes, 0 avg 0 NISM-Series-X-A: Investment Adviser (Level 1) Certification Investment Advisor Level 1- Feel Real Exam 3 The number of attempts remaining is 10 1 / 120 1. The mechanism by which the obligations of counterparties in a trade of securities are settled is known as ______ a. Trading b. Clearing c. […]
0% 0 votes, 0 avg 0 NISM-Series-X-A: Investment Adviser (Level 1) Certification Investment Advisor Level 1- Feel Real Exam 2 The number of attempts remaining is 10 1 / 120 1. If the change in Sensex or Nifty is 10% between 1 to 2:30 pm, trading will be halted for _____ . a. No halt […]
0% 0 votes, 0 avg 0 NISM-Series-X-A: Investment Adviser (Level 1) Certification Investment Advisor Level 1- Feel Real Exam 1 The number of attempts remaining is 10 1 / 120 1. What should the investor NOT do when signing an investment adviser? a. The investor should fall for the promises of very high returns if […]
0% 0 votes, 0 avg 0 NISM-Series-X-A: Investment Adviser (Level 1) Certification Investment Advisor Level 1- Case Study 11 The number of attempts remaining is 10 Mr. Srinivas is a reputed and successful registered investment advisor. During the previous year, his business has grown immensely and his clients have grown to over 150. To handle […]
0% 0 votes, 0 avg 0 NISM-Series-X-A: Investment Adviser (Level 1) Certification Investment Advisor Level 1- Case Study 10 The number of attempts remaining is 10 Dimple is the sole earning member of her family and is managing her finances on her own. However, she is finding that the expenses are always more than her […]
0% 0 votes, 0 avg 0 NISM-Series-X-A: Investment Adviser (Level 1) Certification Investment Advisor Level 1- Case Study 15 The number of attempts remaining is 10 Mr. Bhavesh, a resident of India and aged 35, wants to start his own business. He is the sole earning member of the family and is therefore worried about […]
0% 0 votes, 0 avg 0 NISM-Series-X-A: Investment Adviser (Level 1) Certification Investment Advisor Level 1- Case Study 14 The number of attempts remaining is 10 Meghana is about 8 years away from her retirement. She has been investing regularly in stock markets and it includes Mid and Small Cap equity shares. As she is […]
0% 0 votes, 0 avg 0 NISM-Series-X-A: Investment Adviser (Level 1) Certification Investment Advisor Level 1- Case Study 12 The number of attempts remaining is 10 Mr. Kumar is a Non-Resident Indian (NRI). However, his wife and children stay in India. When Mr. Kumar was an Indian resident, he had made investments in a diversified […]
0% 0 votes, 0 avg 0 NISM-Series-X-A: Investment Adviser (Level 1) Certification Investment Advisor Level 1- Case Study 9 The number of attempts remaining is 10 Mr. Sachin is an alert investor and has been investing in diversified equity funds. He wishes to use these funds for making a down payment for a house he […]
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Mr. Chartist is solely dedicated to learning the financial market. Our objective is to improve financial literacy. Since we are practicing Technical Analysis on a personal level, we will be providing chart-based study in our website contents for educational purposes. Users of this website are expected not to misread it directly or indirectly as any buy/sell recommendations.
We are not SEBI Registered Investment Advisors & Research Analysts.
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We Don’t provide any tips, recommendations, or PMS Services for any product. If you looking for trades and tips this website is not for you. We solely focus on Chart Learning through Blog and Chart Discussion.
