SEBI’s Code of Conduct for Brokers: General: Maintain high standards of integrity, promptitude, and fairness in all business dealings. Act with due skill, care, and diligence. Avoid manipulative, fraudulent, or deceptive transactions or spreading rumors. Do not create false markets or engage in acts detrimental to investors’ interests or market functioning. Comply with all statutory […]
To access this post, you must purchase NISM Series IV: Interest Rates Derivatives Certification Examination or NISM Series-XIII: Common Derivatives Certification Examination.