Chapter 10: Code of Conduct and Investor Protection Measures

Table of Contents

Code of Conduct and Investor Protection Measures SEBI’s Code of Conduct for Brokers includes the following provisions: General: Integrity: Maintain high standards of integrity, promptitude, and fairness in all business conduct. Due Skill and Care: Act with due skill, care, and diligence in all business activities. Manipulation: Avoid engaging in manipulative, fraudulent, or deceptive transactions, […]