CHAPTER 18: KEY REGULATIONS

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0 votes, 0 avg 0 NISM-Series-X-A: Investment Adviser (Level 1) Certification CHAPTER 18: KEY REGULATIONS 1 / 106 1. What is defined as “fraud” under SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 2003? a. Promising without any intention of performing it b. Any act, expression, omission, or concealment inducing […]