CHAPTER 19: ETHICAL ISSUES

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0% 0 votes, 0 avg 0 NISM-Series-X-A: Investment Adviser (Level 1) Certification CHAPTER 19: ETHICAL ISSUES 1 / 73 1. What is the role of a financial intermediary? a. Generating maximum profits for themselves b. Ignoring the needs of investors c. Channelizing domestic savings d. Manipulating market prices The role of a financial intermediary is […]