Research Analyst – Feel Real Exam – 2

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NISM Series-XV: Research Analyst Certification

Research Analyst – Feel Real Exam – 2

The number of attempts remaining is 10

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1. Industry rivalry will be high if _______.

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2. In a Rights Issue, the shares are offered at _________ market price.

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3. The sales of M/s. XYZ Ltd. are Rs 1,000,000, its Equity Capital is Rs. 400,000, and the return on equity is 18%. Find the Net Profit Margin of this company.

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4. A bond with a face value of Rs 1000 has a coupon rate of 7.5%. The expected rate of return is 10%. The value for this bond will be __________.

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5. As per Securities and Exchange Board of India (Research Analyst) Regulations, 2014, the certificate of registration shall be valid for a period of _______ years from the date of its issue.

6 / 100

6. Sometimes, any small change in the industry configuration can trigger a significant change in the industry prospects – State True or False?

7 / 100

7. The qualitative aspect of a business is important while investing because ‘Great Quality’ will lead to ‘Great ______’ sooner or later.

8 / 100

8. The key parameter while analyzing the Telecom sector is ________ .

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9. In a decreasing interest rate scenario, callable bonds are a safer option for the issuers – State True or False?

10 / 100

10. In Structure Conduct Performance (SCP) Analysis, while analyzing CONDUCT of an industry, analysts will look at several numerical ratios like ROE and ROCE – State True or False?

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11. When an investor does some investment, he looks for ______.

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12. The sales of M/s NM Enterprises were Rs 200,000, and the cost of goods sold was 20% of sales. Operating Expenses and Depreciation were Rs 56,000. The interest expenses were Rs 23,000. Calculate the Net Income if the company pays 35% of its pretax income as tax.

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13. Calling feature in bonds __________.

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14. The formula for calculating ‘Current Yield’ of a bond is ______.

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15. Expansionary monetary policy is used to push the economy up by ________ .

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16. When shares are split, the face value of the share goes up – State True or False?

17 / 100

17. _________ method of yield calculation does not take into account future cash flows coming from the bond, which is the biggest drawback of this method.

18 / 100

18. Who has to be intimated in exceptional situations where Price Sensitive Information is leaked?

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19. Which of these economic factors are very important for an investor to get a comfort level about a country’s economic situation?

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20. The portion of earnings paid to the shareholders by the company is known as ________.

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21. As per Technical Analysis, the point at which the price of a stock or index peaks is known as the _________ levels.

22 / 100

22. ________ are instruments issued by SEBI registered foreign portfolio investors to overseas investors who wish to invest in the Indian stock markets without registering themselves with SEBI.

23 / 100

23. In Boston Consulting Group (BCG) Analysis, the segment in which the business is growing at a fast pace and the company has a large market share is known as ______.

24 / 100

24. As per the Securities and Exchange Board of India (Research Analyst) Regulations, 2014 – Regulation No. 3 deals with ________ .

25 / 100

25. When shares are compulsory delisted on a stock exchange, such delisting is basically due to __________.

26 / 100

26. Bonds that have an embedded call option in them are known as Callable Bonds. State True or False.

27 / 100

27. ___________ helps us understand drivers of income, savings, investments, and employment in an economy.

28 / 100

28. Under the Department of Financial Services of the Finance Ministry, the policies related to __________ are governed?

29 / 100

29. When is innovation and customer service in a business very necessary?

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30. The credit risk in all exchange traded markets is taken care by _______.

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31. Visuals like graphs and charts are more effective than numerical data in a research report – State True or False?

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32. _________ maintains the ownership records of securities in a book entry form.

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33. Portfolio Investment with respect to Foreign Investors means __________.

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34. __________ Bias means holding on to old information that may no longer be relevant and making decisions based on that.

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35. In Technical Analysis, there are three essential elements in understanding price behavior. Two of them are Price and Volume. Which is the third essential element?

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36. Policies relating to pollution control, waste disposal, etc., are issues related to which factor in PESTLE analysis?

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37. From the below-given options, which one is NOT useful for Technical Analysts?

38 / 100

38. Investors prefer businesses with low entry barriers – State True or False?

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39. Securities prices go away from their fair values either upside or downside because of the fear and greed of the market participants – State True or False?

40 / 100

40. Over the Counter (OTC) market transactions are settled _________.

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41. The unique parameter for evaluation of the Banking Sector is its Net Interest Income (NII)/ Net Interest Margin (NIM) – State True or False?

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42. The market capitalization of a company is Rs 5,40,000, and the book value per share is Rs 35. The P/E ratio is 9, and the EPS is Rs 6. Calculate the net worth of the company.

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43. The part of risk that affects the entire financial market or a wide range of investments is known as Unsystematic Risk.

44 / 100

44. The NAV of a Mutual Fund scheme increases from Rs. 16 to Rs. 27 in two years. Calculate the compounded rate of return.

45 / 100

45. A rights issue is open for subscription for a minimum period of 15 days and a maximum period of ____ days.

46 / 100

46. in a research report, visuals are used to make it simple for the reader to understand it. Which of the below options is NOT a visual?

47 / 100

47. While preparing a research report, which is the key element for an analyst?

48 / 100

48. The Current Ratio of a company is 2, and the Quick Ratio is 1.5. Calculate the Current Assets if the inventory is of Rs 8,000.

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49. The Net Profit Margin of a business is 25%. The sales is 300% of EBIT. What is the EBIT % of Net Profit?

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50. Predicting absolutely random events on the basis of what happened in the past or making trends when there exist none – This is known as _______ bias.

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51. Discounted Cash Flow method can be used for valuation of an asset/business provided __________.

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52. What gives a summary of assets and liabilities at a point in time?

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53. A well-informed long-term investor should also be concerned about the short-term fluctuations in the stock market – State True or False?

54 / 100

54. The Price to Book Value Ratio (P/B) of a company is quite low. What does it indicate?

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55. What was the role of Forward Markets Commission (FMC) which has now been merged with SEBI?

56 / 100

56. When companies give new shares to their existing shareholders without any consideration, it is known as _________.

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57. The registration certificates are issued to Intermediaries by SEBI under which Act/Regulation?

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58. Markets will usually NOT punish the investor who is ________.

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59. Fair valuation of an asset can be arrived using _______.

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60. The job of a Research Analyst involves ________ .

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61. From the given options, which is/are not included in the ‘View-based section’ of a research report?

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62. A good businessman would always have cognizance of the risks in the business and its implications. State True or False?

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63. During a slowdown in economies, the unemployment rate _______ and during an expansion phase, the unemployment rate ________.

64 / 100

64. Describe the Discounted Cash Flow valuation method.

65 / 100

65. The regulators in the Indian Financial Market ensure that _______.

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66. In technical analysis, the impact of day-to-day fluctuations in prices is annulled by which of the following factors?

67 / 100

67. Business valuation requires a forecast of the cash flows expected in the future. This can be done by ____________.

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68. The bond prices and interest rates usually move in _______.

69 / 100

69. The formula for calculating Price to Earnings Ratio is ___________ .

70 / 100

70. An industry will be very attractive to invest in if it has __________.

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71. Macroeconomics helps understand the general state of the economy, which, in turn, is determined by _________.

72 / 100

72. The formula for calculating Price to Book Value ratio is ________.

73 / 100

73. An investor plans to invest in a coupon-paying Government bond and will be holding the bond till maturity. Which measure of bond yield will be most appropriate in selecting the bond?

74 / 100

74. Delisting of shares refers to the ________ removal of the shares of a company from being listed on a stock exchange.

75 / 100

75. When two companies combine together to form a new company and the previous companies cease to exist – this is called as _________.

76 / 100

76. Securities and Exchange Board of India (Research Analyst) Regulations, 2014 are not applicable to ____________.

77 / 100

77. In which of the below mentioned options do you see Inflation Risk?

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78. Mr. A had purchased a bond with a coupon rate of 8%. Subsequently, the interest rates in the economy moved up to 9%. Mr. A will ________.

79 / 100

79. The P/E ratio of a company is 7, and the EPS is Rs 5. The paid-up capital of the company is Rs 800,000 with a face value of Rs 5 per share. Calculate the Enterprise Value of the company if it has zero debt and Rs 1,000,000 as cash equivalents.

80 / 100

80. _______ industry does not face the threat of substitutes.

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81. When the government’s spending is lower than its income and it uses the excess income to repay its debts/obligations or acquire assets – This is known as _________.

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82. Expenditure is funded by the Government through _______.

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83. Inflation risk represents the risk that the money received on an investment may be worth more when adjusted for inflation – State True or False?

84 / 100

84. From the below-given options, which one is TRUE with respect to FACE VALUE of a share?

85 / 100

85. Who can exert a lot of pressure and dictate prices if there are a large number of sellers with similar products/services?

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86. A company declares a dividend of 30% on shares of value Rs 5. The dividend payout ratio is 40%. The current market price of this share is Rs 60. Find the P/E ratio and the Earnings Yield.

87 / 100

87. The margin(s) charged by the Clearing Corporations is/are _______.

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88. The EBIT of a company is Rs 25,000, and the EBIT % is 50% of the business. What is the Net Profit of the company if the Net Profit margin is 15%?

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89. The policy stance usually undertaken during recessions/slow-moving economy and when the government’s spending exceeds its income is known as Contractionary fiscal policy – State True or False?

90 / 100

90. Market Capitalization is calculated by __________.

91 / 100

91. What does the Insurance Regulatory and Development Authority (IRD define for Insurance Companies?

92 / 100

92. What is/are the important quality(ies) one must look out for in a good money manager?

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93. An asset is said to be ________ if the price is greater than its value.

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94. Pricing of products and services in the market mainly depends on _______ .

95 / 100

95. Stock Split results in which of the following?

96 / 100

96. The important provision(s) of Securities and Exchange Board of India (Research Analyst) Regulations, 2014 with respect to the requirements to foster objectivity and transparency in security research and provide investors with more reliable and useful information to make investment decisions is/are –

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97. ______ has an obligation to sell an asset at a predetermined price.

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98. An industry that has weak buyers’ bargaining power and low competition will have ________.

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99. As per Boston Consulting Group (BCG) Analysis, _______ can be considered as a CASH COW.

100 / 100

100. The distribution channel of a multinational company is not happy selling the products. Can this product be sold effectively?

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