Table of Contents

0 votes, 0 avg

NISM Series-XV: Research Analyst Certification

Research Analyst - Feel Real Exam - 5

The number of attempts remaining is 10

1 / 100

1. In which analysis the performance, the structure, and the conduct of the industry are considered?

2 / 100

2. Stock Split leads to a decrease in the wealth of shareholders - State True or False?

3 / 100

3. In the Pioneering Stage of a business life cycle,

4 / 100

4. FDI leads to job destruction in the economy. State True or False?

5 / 100

5. If interest rates in the economy rise, the price of the bond would

6 / 100

6. The views mentioned in a research report should be consistent with the views of:

7 / 100

7. The Debt to Equity Ratio of a company is 2 : 1. The total size of its Balance Sheet is Rs 27,00,000. Calculate the Debt of the company.

8 / 100

8. Identify the statement which truly reflects the provisions of Regulation 16 of the Code of Conduct for Research Analyst.

9 / 100

9. The net profit of a company is Rs 100 lakhs. The current price of its stock is Rs 28. The number of outstanding shares of the company is 2,742,366. Find the P/E ratio of the company.

10 / 100

10. ______ as an asset generally generates only one-time cash inflow.

11 / 100

11. The View-based section in a research report consists of

12 / 100

12. A general decline in prices, often caused by a reduction in the supply of money or credit, is known as Deflation - State True or False?

13 / 100

13. The EBIT of a company is Rs 400000 and the EBIT % is 40% of the business. What is the Net Profit of the company if the Net Profit margin is 10%?

14 / 100

14. SEBI has been appointed under the Companies Act to register companies in India and to ensure that they comply with the provisions of the law. True or False?

15 / 100

15. Business Risk is an Unsystematic Risk. True or False?

16 / 100

16. A foreign investor has invested in the existing financial instruments of a country. This is known as:

17 / 100

17. Buy-side Analysts work for firms that provide investment banking, broking, advisory services for clients - State True or False?

18 / 100

18. Regulates the money market segment of the securities market and is also the manager of the Indian Government's borrowing program.

19 / 100

19. If imports are more than exports, the country will have a:

20 / 100

20. A warrant is a relative to buy at a specified exercise price over a specified period of time.

21 / 100

21. Investors look for businesses with entry barriers.

22 / 100

22. The objective(s) of all the regulators in a financial market is/are.

23 / 100

23. In the case of Stock Consolidation, per share data witnesses immediate improvement.

24 / 100

24. Earning Per Share (EPS) = EBIT / Number of shares outstanding.

25 / 100

25. A Rights Issue is open for subscription for a minimum period of

26 / 100

26. Mr. Rohit is an importer and needs 5000 US Dollars after two months to make payments. He books USD 5000 - 2 months future contract with his bank. What type of contract is this?

27 / 100

27. When RBI announces a hike in interest rates, bond prices will generally:

28 / 100

28. A company has sales of Rs 12400, and from this, they have an operating profit of Rs 2400. If the corporate tax is at 35%, calculate the net profit margin of the company. (There is no interest expense)

29 / 100

29. According to SEBI standards of corporate governance, independent directors should constitute at least what percentage of the board if the chairman is an executive director?

30 / 100

30. The current stock price of ABC Software Ltd is Rs 1200. Its Profit After Tax (PAT) is Rs 68,00,000. The number of outstanding shares is 100000. Calculate the P/E Ratio.

31 / 100

31. In the process of valuation of a business, the growth rate is calculated by adding the retention rate and the return on equity. True or False?

32 / 100

32. To make the research report simple for readers to understand the contents, it should have more of numerical data and less of visuals.

33 / 100

33. Which of these is a good source of information for investment analysis?

34 / 100

34. A company has 14 million shares currently trading at Rs 20. The company has assets worth Rs 100 million and liabilities of Rs 30 million. Calculate the Price-to-Book Value ratio.

35 / 100

35. Which of these financial instruments does not have default risk?

36 / 100

36. Macroeconomics helps us understand the general state of the economy — Domestic Production, Domestic Consumption, General Price levels, Growth, Quality of life etc. - State True or False?

37 / 100

37. The paid-up capital of a business is Rs 20 lakhs. The EPS is Rs. 8 and the face value of each share is Rs 5.

38 / 100

38. Editing a research report includes the following EXCEPT.

39 / 100

39. A Current Ratio of ___ than 1 means that the company has current assets more than its current liabilities.

40 / 100

40. Most businesses are price takers and not price makers as there is competition in the market. Is this statement True or False?

41 / 100

41. _______ has to be used as a discount rate for calculating the Free Cash Flows to Firm.

42 / 100

42. If an investor is not able to sell his investment when desired, or it has to be sold below its intrinsic value, or there are high costs to carrying out transactions, then this risk is called as.

43 / 100

43. The Net Profit of a company is Rs 12,00,000 and the Market Capitalization is Rs 60,00,000. Calculate the Earnings Yield.

44 / 100

44. An investor bought 500 shares of a company at Rs 10,000. The face value of these shares is Rs 5. Calculate the dividend yield on the value invested in these shares if the company declares a 100% dividend.

45 / 100

45. M. Singh purchases MF units at NAV Rs 11. After 400 days, he redeems it at NAV Rs 12.50. What is his compounded annual rate of return?

46 / 100

46. Which of these will be considered as an Entry Barrier in an industry?

47 / 100

47. Mark to Market (MTM) margin is the notional loss that an outstanding trade has during a specified period on account of price movements.

48 / 100

48. If the price of an asset is more than its fair value, then the asset is ________.

49 / 100

49. Securities and Exchange Board of India (Research Analyst) Regulations, 2014 are applicable to Fund Managers of Alternative Investments Funds - State True or False?

50 / 100

50. Which of the following has the right to buy an asset at a predetermined price?

51 / 100

51. What is KEY MAN RISK?

52 / 100

52. In a company, if the total liabilities are Rs 8,000 and the total assets are Rs 20,000, calculate the Equity to Asset ratio.

53 / 100

53. The sales of Jupiter Trading Co Ltd. were Rs 750,000 and the cost of goods sold were 25% of sales. Operating Expenses and Depreciation were Rs 233,000. The Interest expenses were Rs 140,000. Calculate the Net Income if the company pays 25% of its pretax income as tax.

54 / 100

54. Which is the central bank in India with the responsibility of administering the monetary policy?

55 / 100

55. Shares may be voluntary delisted by the company from a stock exchange. It could be for various reasons as mentioned below EXCEPT

56 / 100

56. The Total Assets of a company are Rs 124000 and the Total Liabilities are Rs 79000. Calculate the Equity to Asset Ratio.

57 / 100

57. Which of these can be considered 'Threats' in the SWOT analysis of a company?

58 / 100

58. Sometimes, bottom-up analysts focus purely on the dynamics of business and industry with little or no attention to Economic factors. State True or False?

59 / 100

59. The competing technology for digital cameras is

60 / 100

60. n BCG matrix, business segments in a fast-growing market but having low market share are known as

61 / 100

61. NPAs of banks are typically low when interest rates are high - State True or False?

62 / 100

62. Holding Period Returns (HPR) method of yield calculation assumes that the investor will hold the bond till maturity - State True or False

63 / 100

63. Identify which condition is most likely to aid the central bank to follow expansionary monetary policy?

64 / 100

64. Which qualities are essential in a good Money Manager?

65 / 100

65. Dividend is a small component of the total returns from equity - State True or False?

66 / 100

66. A company has 200,000 shares. The Price to Book Value ratio of this company is 7, and the Book Value is 5. Calculate the Net Worth of the company.

67 / 100

67. The Price to Earnings ratio of a company is 7. The EPS is Rs. 5 and the market capitalization is Rs. 700,000. The book value per share is Rs. 24. What is the net worth of the company?

68 / 100

68. The discounted cash flow model can be used only when three things are known with certainty: Stream of future cash flows, timings of these cash flows, and discount rate. True or False?

69 / 100

69. A Balance Sheet of a company contains the:

70 / 100

70. Any change in the Securities Transaction Tax will have an effect on which of these industries?

71 / 100

71. The work of a research analyst can be hampered by:

72 / 100

72. Weighted Average Cost of Capital (WACC) = [Ke * We] x [Kd * (1-Tx)"Wd]. Is this statement True or False?

73 / 100

73. If the price of an equity share is more than the fair value, then the share is considered as

74 / 100

74. ______ handles the matters relating to all the Direct and Indirect Taxes through two statutory Boards namely, the Central Board of Direct Taxes (CBDT)and the Central Board of Excise and Customs (CBEC).

75 / 100

75. Parameters like intrinsic value, P/E, P/BV, margin of safety aspects, etc. form a part of Quantitative parameters of a research report.

76 / 100

76. In which method is the national income measured as the aggregate income of individuals in the economy?

77 / 100

77. The P/E ratio of a company is 3 and the price of its stock is Rs 15 per share. The company has declared a dividend of Rs 3. Calculate the EPS of this company.

78 / 100

78. As per SEBI (Research Analyst) Regulations - Regulation 8, corporate entities desiring to get registered with SEBI as Research Analysts shall have a minimum net worth of _______.

79 / 100

79. Which of these is used as the discount rate while calculating the Free Cash Flow to Equity?

80 / 100

80. Department of Financial Services covers Banks, Insurance, and Financial Services provided by various government agencies and private corporations.

81 / 100

81. The Net Profit of a company was Rs 1 crore. The company's equity capital stood at Rs 17,96,300.

82 / 100

82. A rise in National Income will surely lead to a rise in the standard of living of its citizens.

83 / 100

83. Investors can earn both rents on their property and return on their capital invested. True or False?

84 / 100

84. Which committee is responsible for reviewing the financial statements of the company and nominating the auditors?

85 / 100

85. The dividend Payout Ratio is calculated by.

86 / 100

86. A company has declared a 20% dividend. The face value of the share is Rs 5, and the dividend payout ratio is 50%. The current market price of the share is Rs. 100. Calculate the Earning Yield.

87 / 100

87. The Debt to Equity ratio of an organization is 2:1. The debt on the balance sheet is Rs 8,00,000, and the Return on Equity is 25%. Calculate the Net Profit of the company.

88 / 100

88. Which condition is most likely to help a government in following expansionary fiscal policy?

89 / 100

89. Return on Capital Employed can be calculated as:

90 / 100

90. Which of the following statements about the limitation of a quantitative approach to fundamental analysis is correct?

91 / 100

91. Rahul invests Rs. 75,000 at a rate of 6% p.a. Calculate the future value of his investment after 10 years.

92 / 100

92. The current inventory of a company is Rs 12000. The average age of inventory for this company is 20 days. Calculate the Sales of the company over the last year. (Assume 365 days in a year)

93 / 100

93. To do business in any country, a business must know the various factors very well and how changes in any/either of these would impact business. This in-depth analysis is known as BCG Matrix analysis.

94 / 100

94. Which of these is the most suitable inference in technical analysis if the share price breaks its resistance level?

95 / 100

95. "The Central Board of Direct Taxes (CBDT) and the Central Board of Excise and Customs (CBEC) are controlled by the which comes under the Ministry of Finance.

96 / 100

96. The main role of FMC is to deal with all matters relating to the promotion and orderly growth of pension markets in India - State True or False?

97 / 100

97. Corporate actions like Bonus Issues, Stock Split, and Share Consolidation will lead to a change in per-share data. State True or False?

98 / 100

98. The job of a Research Analyst is to collect and analyze data and give recommendations.

99 / 100

99. Industry rivalry will be high when similar products/services are being offered by participants with little or no differentiation - State True or False?

100 / 100

100. The paid-up capital of the company is Rs 2500000 with a face value of Rs 5 per share. The P/E ratio of a company is 12 and the EPS is Rs 7. Calculate the Enterprise Value of the company if it has zero debt and Rs 33 lakhs as cash equivalents.

Your score is

The average score is 0%


Add a Comment

You must be logged in to post a comment

Shopping Basket

Mr. Chartist is solely dedicated to learning the financial market. Our objective is to improve financial literacy. Since we are practicing Technical Analysis on a personal level, we will be providing chart-based study in our website contents for educational purposes. Users of this website are expected not to misread it directly or indirectly as any buy/sell recommendations.

We are not SEBI Registered Investment Advisors & Research Analysts.

Disclaimer/disclosure /terms and conditions are applicable to all users of the Website. 

We Don’t provide any tips, recommendations, or PMS Services for any product. If you looking for trades and tips this website is not for you. We solely focus on Chart Learning through Blog and Chart Discussion. 

error: Alert: Content selection is disabled!!