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NISM Series-XV: Research Analyst Certification

Research Analyst - Feel Real Exam - 5

The number of attempts remaining is 10

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1. In which analysis the performance, the structure, and the conduct of the industry are considered?

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2. Stock Split leads to a decrease in the wealth of shareholders - State True or False?

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3. In the Pioneering Stage of a business life cycle,

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4. FDI leads to job destruction in the economy. State True or False?

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5. If interest rates in the economy rise, the price of the bond would

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6. The views mentioned in a research report should be consistent with the views of:

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7. The Debt to Equity Ratio of a company is 2 : 1. The total size of its Balance Sheet is Rs 27,00,000. Calculate the Debt of the company.

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8. Identify the statement which truly reflects the provisions of Regulation 16 of the Code of Conduct for Research Analyst.

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9. The net profit of a company is Rs 100 lakhs. The current price of its stock is Rs 28. The number of outstanding shares of the company is 2,742,366. Find the P/E ratio of the company.

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10. ______ as an asset generally generates only one-time cash inflow.

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11. The View-based section in a research report consists of

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12. A general decline in prices, often caused by a reduction in the supply of money or credit, is known as Deflation - State True or False?

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13. The EBIT of a company is Rs 400000 and the EBIT % is 40% of the business. What is the Net Profit of the company if the Net Profit margin is 10%?

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14. SEBI has been appointed under the Companies Act to register companies in India and to ensure that they comply with the provisions of the law. True or False?

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15. Business Risk is an Unsystematic Risk. True or False?

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16. A foreign investor has invested in the existing financial instruments of a country. This is known as:

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17. Buy-side Analysts work for firms that provide investment banking, broking, advisory services for clients - State True or False?

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18. Regulates the money market segment of the securities market and is also the manager of the Indian Government's borrowing program.

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19. If imports are more than exports, the country will have a:

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20. A warrant is a relative to buy at a specified exercise price over a specified period of time.

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21. Investors look for businesses with entry barriers.

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22. The objective(s) of all the regulators in a financial market is/are.

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23. In the case of Stock Consolidation, per share data witnesses immediate improvement.

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24. Earning Per Share (EPS) = EBIT / Number of shares outstanding.

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25. A Rights Issue is open for subscription for a minimum period of

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26. Mr. Rohit is an importer and needs 5000 US Dollars after two months to make payments. He books USD 5000 - 2 months future contract with his bank. What type of contract is this?

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27. When RBI announces a hike in interest rates, bond prices will generally:

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28. A company has sales of Rs 12400, and from this, they have an operating profit of Rs 2400. If the corporate tax is at 35%, calculate the net profit margin of the company. (There is no interest expense)

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29. According to SEBI standards of corporate governance, independent directors should constitute at least what percentage of the board if the chairman is an executive director?

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30. The current stock price of ABC Software Ltd is Rs 1200. Its Profit After Tax (PAT) is Rs 68,00,000. The number of outstanding shares is 100000. Calculate the P/E Ratio.

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31. In the process of valuation of a business, the growth rate is calculated by adding the retention rate and the return on equity. True or False?

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32. To make the research report simple for readers to understand the contents, it should have more of numerical data and less of visuals.

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33. Which of these is a good source of information for investment analysis?

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34. A company has 14 million shares currently trading at Rs 20. The company has assets worth Rs 100 million and liabilities of Rs 30 million. Calculate the Price-to-Book Value ratio.

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35. Which of these financial instruments does not have default risk?

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36. Macroeconomics helps us understand the general state of the economy — Domestic Production, Domestic Consumption, General Price levels, Growth, Quality of life etc. - State True or False?

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37. The paid-up capital of a business is Rs 20 lakhs. The EPS is Rs. 8 and the face value of each share is Rs 5.

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38. Editing a research report includes the following EXCEPT.

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39. A Current Ratio of ___ than 1 means that the company has current assets more than its current liabilities.

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40. Most businesses are price takers and not price makers as there is competition in the market. Is this statement True or False?

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41. _______ has to be used as a discount rate for calculating the Free Cash Flows to Firm.

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42. If an investor is not able to sell his investment when desired, or it has to be sold below its intrinsic value, or there are high costs to carrying out transactions, then this risk is called as.

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43. The Net Profit of a company is Rs 12,00,000 and the Market Capitalization is Rs 60,00,000. Calculate the Earnings Yield.

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44. An investor bought 500 shares of a company at Rs 10,000. The face value of these shares is Rs 5. Calculate the dividend yield on the value invested in these shares if the company declares a 100% dividend.

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45. M. Singh purchases MF units at NAV Rs 11. After 400 days, he redeems it at NAV Rs 12.50. What is his compounded annual rate of return?

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46. Which of these will be considered as an Entry Barrier in an industry?

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47. Mark to Market (MTM) margin is the notional loss that an outstanding trade has during a specified period on account of price movements.

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48. If the price of an asset is more than its fair value, then the asset is ________.

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49. Securities and Exchange Board of India (Research Analyst) Regulations, 2014 are applicable to Fund Managers of Alternative Investments Funds - State True or False?

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50. Which of the following has the right to buy an asset at a predetermined price?

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51. What is KEY MAN RISK?

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52. In a company, if the total liabilities are Rs 8,000 and the total assets are Rs 20,000, calculate the Equity to Asset ratio.

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53. The sales of Jupiter Trading Co Ltd. were Rs 750,000 and the cost of goods sold were 25% of sales. Operating Expenses and Depreciation were Rs 233,000. The Interest expenses were Rs 140,000. Calculate the Net Income if the company pays 25% of its pretax income as tax.

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54. Which is the central bank in India with the responsibility of administering the monetary policy?

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55. Shares may be voluntary delisted by the company from a stock exchange. It could be for various reasons as mentioned below EXCEPT

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56. The Total Assets of a company are Rs 124000 and the Total Liabilities are Rs 79000. Calculate the Equity to Asset Ratio.

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57. Which of these can be considered 'Threats' in the SWOT analysis of a company?

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58. Sometimes, bottom-up analysts focus purely on the dynamics of business and industry with little or no attention to Economic factors. State True or False?

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59. The competing technology for digital cameras is

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60. n BCG matrix, business segments in a fast-growing market but having low market share are known as

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61. NPAs of banks are typically low when interest rates are high - State True or False?

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62. Holding Period Returns (HPR) method of yield calculation assumes that the investor will hold the bond till maturity - State True or False

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63. Identify which condition is most likely to aid the central bank to follow expansionary monetary policy?

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64. Which qualities are essential in a good Money Manager?

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65. Dividend is a small component of the total returns from equity - State True or False?

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66. A company has 200,000 shares. The Price to Book Value ratio of this company is 7, and the Book Value is 5. Calculate the Net Worth of the company.

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67. The Price to Earnings ratio of a company is 7. The EPS is Rs. 5 and the market capitalization is Rs. 700,000. The book value per share is Rs. 24. What is the net worth of the company?

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68. The discounted cash flow model can be used only when three things are known with certainty: Stream of future cash flows, timings of these cash flows, and discount rate. True or False?

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69. A Balance Sheet of a company contains the:

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70. Any change in the Securities Transaction Tax will have an effect on which of these industries?

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71. The work of a research analyst can be hampered by:

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72. Weighted Average Cost of Capital (WACC) = [Ke * We] x [Kd * (1-Tx)"Wd]. Is this statement True or False?

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73. If the price of an equity share is more than the fair value, then the share is considered as

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74. ______ handles the matters relating to all the Direct and Indirect Taxes through two statutory Boards namely, the Central Board of Direct Taxes (CBDT)and the Central Board of Excise and Customs (CBEC).

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75. Parameters like intrinsic value, P/E, P/BV, margin of safety aspects, etc. form a part of Quantitative parameters of a research report.

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76. In which method is the national income measured as the aggregate income of individuals in the economy?

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77. The P/E ratio of a company is 3 and the price of its stock is Rs 15 per share. The company has declared a dividend of Rs 3. Calculate the EPS of this company.

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78. As per SEBI (Research Analyst) Regulations - Regulation 8, corporate entities desiring to get registered with SEBI as Research Analysts shall have a minimum net worth of _______.

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79. Which of these is used as the discount rate while calculating the Free Cash Flow to Equity?

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80. Department of Financial Services covers Banks, Insurance, and Financial Services provided by various government agencies and private corporations.

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81. The Net Profit of a company was Rs 1 crore. The company's equity capital stood at Rs 17,96,300.

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82. A rise in National Income will surely lead to a rise in the standard of living of its citizens.

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83. Investors can earn both rents on their property and return on their capital invested. True or False?

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84. Which committee is responsible for reviewing the financial statements of the company and nominating the auditors?

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85. The dividend Payout Ratio is calculated by.

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86. A company has declared a 20% dividend. The face value of the share is Rs 5, and the dividend payout ratio is 50%. The current market price of the share is Rs. 100. Calculate the Earning Yield.

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87. The Debt to Equity ratio of an organization is 2:1. The debt on the balance sheet is Rs 8,00,000, and the Return on Equity is 25%. Calculate the Net Profit of the company.

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88. Which condition is most likely to help a government in following expansionary fiscal policy?

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89. Return on Capital Employed can be calculated as:

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90. Which of the following statements about the limitation of a quantitative approach to fundamental analysis is correct?

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91. Rahul invests Rs. 75,000 at a rate of 6% p.a. Calculate the future value of his investment after 10 years.

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92. The current inventory of a company is Rs 12000. The average age of inventory for this company is 20 days. Calculate the Sales of the company over the last year. (Assume 365 days in a year)

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93. To do business in any country, a business must know the various factors very well and how changes in any/either of these would impact business. This in-depth analysis is known as BCG Matrix analysis.

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94. Which of these is the most suitable inference in technical analysis if the share price breaks its resistance level?

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95. "The Central Board of Direct Taxes (CBDT) and the Central Board of Excise and Customs (CBEC) are controlled by the which comes under the Ministry of Finance.

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96. The main role of FMC is to deal with all matters relating to the promotion and orderly growth of pension markets in India - State True or False?

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97. Corporate actions like Bonus Issues, Stock Split, and Share Consolidation will lead to a change in per-share data. State True or False?

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98. The job of a Research Analyst is to collect and analyze data and give recommendations.

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99. Industry rivalry will be high when similar products/services are being offered by participants with little or no differentiation - State True or False?

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100. The paid-up capital of the company is Rs 2500000 with a face value of Rs 5 per share. The P/E ratio of a company is 12 and the EPS is Rs 7. Calculate the Enterprise Value of the company if it has zero debt and Rs 33 lakhs as cash equivalents.

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