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    NISM Series XIX-CSEBI mandatoryTier A

    AIF ManagersCertification Guide.

    Advanced certification for AIF managers covers fund management, portfolio construction, due diligence, valuation, compliance, and governance. Mandatory for AIF KMPs.

    Rohit Singh
    Rohit SinghMr. Chartist
    May 7, 2026
    12 min read

    Difficulty

    Advanced

    Suggested prep: 25-30 days

    Negative marking

    25%

    Avoid blind guessing.

    Validity

    3 years

    Computer-Based Test (CBT)

    Priority

    Rank 9

    Alternative Investments track

    Database-led overview

    What this certification is really testing.

    This template pulls directly from the NISM database so the article stays factual, structured, and easy to scan before you register.

    Ideal for

    Senior fund management professionals at AIFs

    Those launching their own AIF

    Career paths

    AIF Fund Manager

    PE/VC Partner

    Head of Investments at AIF

    Mandatory for

    Key Management Personnel (KMP) of AIFs

    Fund managers at AIF firms

    Syllabus intelligence

    Study by chapter weightage, not by guesswork.

    The highest scoring chapters carry 77% of the paper. Start there, then use the low-weight chapters for polish.

    0110%Overview of Alternative Investments0215%AIF Framework and Structure0320%Fund Management and Portfolio Construction0415%Due Diligence and Valuation0512%Risk Management0615%Regulatory and Compliance078%Ethics and Governance085%TaxationCHAPTER WEIGHTAGE MAP

    High-weightage focus

    Fund Management and Portfolio Construction

    20%

    AIF Framework and Structure

    15%

    Due Diligence and Valuation

    15%

    Regulatory and Compliance

    15%

    Risk Management

    12%

    Key concepts to remember

    AIF managers (KMP) must hold XIX-C certification mandatory for fund management roles

    Fund manager fiduciary duty: must act in best interest of investors, not personal

    Due diligence before investment is mandatory documented process required

    Valuation of AIF portfolio: must follow SEBI-prescribed valuation norms

    Conflicts of interest: must be identified, disclosed, and managed proactively

    Capital commitment model: investors commit capital, called when investments are identified (drawdown)

    Preparation system

    A clear way to study this module.

    Use the database strategy as the practical order of attack: official workbook first, high-weightage chapters next, then mocks and exam-day control.

    Study strategy

    Focus on Fund Management (Ch 3, 20%) and Due Diligence/Valuation (Ch 4, 15%)

    Regulatory and Compliance (Ch 6, 15%) SEBI AIF Regulations for KMPs

    AIF Framework and Structure (Ch 2, 15%) sponsor, manager, trustee roles

    This is an advanced exam requires understanding of PE/VC fund mechanics

    Exam-day tips

    Standard format 100 MCQs, 120 minutes

    Fund management and governance questions dominate

    0.25 negative marking be cautious with specific regulatory requirements

    Due diligence and valuation questions are often scenario-based

    Scoring warning

    The pass mark is simple. The paper is not.

    Because this paper has negative marking, precision matters more than speed. Attempt the sure questions first, then return to calculations and close-call options.

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